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Regulation. Simply!



Banking Timelines
The Buy-Side
The Sell-Side
Thoughts
About Us
1. Alternate Investment Funds [Hedge Funds] are subject to authorisation and registration requirements
2. Reporting Rules to monitor systemic risks
3. Rules to monitor leverage and concentration risks
4. Delegation Rules
5. Valuation Rules
6. Remuneration Rules
7. Risk & Liquidity Management Rules
8. Depository & Segregation of Client Assets
9. Disclosure to Investors
10. Rules for Investing in Private Equity / Non-listed investments
11. Passporting for Alternative Investment Funds [EU / Non-EU]
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