Mutual Funds, Hedge Funds, Insurance & Pension Companies, Investment Management Firms feature here. Market Infrastructure related regulations feature here, too as there are compliance issues arising from a need for consumer protection.

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The main themes are:

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1. Consumer Protection

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2. Information Disclosures

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3. Client Assets: Segregation & Safekeeping

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4. Clarity on Business Policy

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5. Investment Objectives

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6. Risk & Governance in Asset Management Companies 

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7. Measurement and projection of performance